Mutual Regulations And Circulars

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More the merrier? A tale of multiple self-regulatory organisations

Mint Road, on December 21, 2023, flagged the role of self-regulatory organisations (SROs) in strengthening the compliance culture in regulated entities (REs) and providing a consultative platform......

Insider trading norms for MFs to be applicable from Nov 1

All transactions in the units of an asset management company's mutual funds exceeding Rs 15 lakh executed by designated persons, trustees, or their immediate relatives must be reported to the......

Fraud detection framework: Quant MF affair triggers rush to apply new rules

The possible instances of front running at Quant Mutual Fund have likely pushed the Securities and Exchange Board of India (Sebi) to expedite the implementation of an institutional mechanism......

Sebi Cracks Whip At Finfluencers

Sebi's mandate restraining mutual funds, stock brokers, and other intermediaries from associating with finfluencers who do not come under the Sebi ambit will impact the earnings of finfluencers......

Tribunal stays Sebi's order on Franklin Templeton

Franklin Templeton Asset Management (India) on Monday said the Securities Appellate Tribunal (SAT) has stayed Sebi's order, whereby the regulator had barred the asset management firm from launching......

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Mutual Regulations And Circulars

News for Mutual Regulations And Circulars

More the merrier? A tale of multiple self-regulatory organisations

Insider trading norms for MFs to be applicable from Nov 1

Fraud detection framework: Quant MF affair triggers rush to apply new rules

Sebi Cracks Whip At Finfluencers

Tribunal stays Sebi's order on Franklin Templeton

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